SEBI Compliances

Sound Governance. Market Confidence.

Companies listed on Indian stock exchanges are subject to a detailed and continuous set of disclosure and governance obligations laid down by the Securities and Exchange Board of India. These requirements span everything from timely announcement of board decisions to quarterly financial reporting, shareholder communication, and the composition of key board committees. Meeting them consistently is fundamental to maintaining investor trust and market credibility.

Why This Matters

Non-compliance with SEBI regulations can attract monetary penalties, adverse regulatory action, and reputational damage that affects investor confidence and share price. Beyond the risk of enforcement, a strong compliance framework signals good governance to institutional investors, lenders, and analysts, making it an important factor in a listed company's overall market standing.

How We Help

Periodic Disclosure Management

We help companies track and meet disclosure deadlines, including board meeting outcomes, quarterly and annual financial results, shareholding patterns, and other event-based disclosures that must reach the exchanges within prescribed timeframes.

Board and Committee Governance Support

We advise on the composition and functioning of mandatory committees such as the audit committee, nomination and remuneration committee, stakeholders relationship committee, and risk management committee, ensuring they meet regulatory composition and meeting-frequency norms.

Investor Communication and Reporting

We assist in preparing annual reports, investor complaint statements, notices for general meetings, and other shareholder-facing documents in the format and timeline SEBI requires.

Website and Record Compliance

We help ensure that a listed company's website carries all the disclosures and archived filings mandated under the regulations, reducing the risk of technical non-compliance.

Who Needs This

• Companies listed on recognised stock exchanges
• Businesses preparing for an initial public offering
• Compliance officers and company secretaries managing listing obligations
• Boards seeking an independent review of governance practices

Our Approach

We stay current with SEBI's evolving regulatory framework and translate it into practical, actionable compliance calendars for each client. Our support is designed to be proactive rather than reactive, helping companies anticipate obligations well before deadlines rather than scrambling to respond to them.

Get in Touch

To discuss how we can support you with SEBI compliances, write to us at info@agarwalurs.com.